Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEA, PUI HO KERRY
Chinese Name of Relevant Individual
佘培灝
HKMA Registration Number
AG4830
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2025 - 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2025 - 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2014 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2014 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEA, PUI HO KERRY
:
Chinese Name of Relevant Individual
佘培灝
:
HKMA Registration Number
AG4830
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4830
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
08 Jul 2025 - 16 Jun 2026
No
AG4830
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
08 Jul 2025 - 16 Jun 2026
No
AG4830
CITIBANK, N.A.
Type 1: dealing in securities
19 Sep 2014 - 26 Jul 2017
No
AG4830
CITIBANK, N.A.
Type 4: advising on securities
19 Sep 2014 - 26 Jul 2017
No
AG4830
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Sep 2014 - 26 Jul 2017
No
AG4830
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
19 Sep 2014 - 26 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.