Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUAN, TSE JEN
Chinese Name of Relevant Individual
關澤仁
HKMA Registration Number
AG4843
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 9: asset management
Effective Period
29 May 2015 - 07 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2014 - 07 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2014 - 07 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2014 - 18 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2014 - 18 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUAN, TSE JEN
:
Chinese Name of Relevant Individual
關澤仁
:
HKMA Registration Number
AG4843
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4843
BANK SINOPAC
Type 9: asset management
29 May 2015 - 07 May 2018
Yes
AG4843
BANK SINOPAC
Type 1: dealing in securities
19 Dec 2014 - 07 May 2018
Yes
AG4843
BANK SINOPAC
Type 4: advising on securities
19 Dec 2014 - 07 May 2018
Yes
AG4843
BANK SINOPAC
Type 1: dealing in securities
20 Sep 2014 - 18 Dec 2014
No
AG4843
BANK SINOPAC
Type 4: advising on securities
20 Sep 2014 - 18 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.