Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAO, JUN
Chinese Name of Relevant Individual
陶俊
HKMA Registration Number
AG4855
Other HKMA Registration Number(s)
AG8848
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2023 - 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2016 - 15 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2016 - 15 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2015 - 18 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2014 - 26 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAO, JUN
:
Chinese Name of Relevant Individual
陶俊
:
HKMA Registration Number
AG4855
:
Other HKMA Registration Number(s)
AG8848
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Sep 2023 - 15 Sep 2023
No
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 May 2023 - 02 Jun 2023
No
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Sep 2016 - 15 Sep 2016
No
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Sep 2016 - 15 Sep 2016
No
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2015 - 11 Dec 2015
No
AG8848
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Sep 2015 - 18 Sep 2015
No
AG4855
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Sep 2014 - 26 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.