Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAO, YANG
Chinese Name of Relevant Individual
邵揚
HKMA Registration Number
AG4902
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2022 - 03 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
01 Nov 2022 - 03 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 9: asset management
Effective Period
17 Mar 2021 - 22 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 22 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Sep 2014 - 22 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 22 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAO, YANG
:
Chinese Name of Relevant Individual
邵揚
:
HKMA Registration Number
AG4902
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Jun 2024
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
27 Jun 2024
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4902
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 27 Jun 2024
No
AG4902
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 27 Jun 2024
No
AG4902
CREDIT SUISSE AG
Type 4: advising on securities
01 Nov 2022 - 03 Oct 2023
No
AG4902
CREDIT SUISSE AG
Type 9: asset management
01 Nov 2022 - 03 Oct 2023
No
AG4902
BANK OF CHINA INTERNATIONAL LIMITED
Type 9: asset management
17 Mar 2021 - 22 Jul 2022
No
AG4902
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Sep 2014 - 22 Jul 2022
No
AG4902
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
25 Sep 2014 - 22 Jul 2022
No
AG4902
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
25 Sep 2014 - 22 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.