Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, PUI YEE
Chinese Name of Relevant Individual
高佩兒
HKMA Registration Number
AG4921
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2020 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2020 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2017 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2017 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 29 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 29 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2014 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2014 - 30 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, PUI YEE
:
Chinese Name of Relevant Individual
高佩兒
:
HKMA Registration Number
AG4921
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4921
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Jan 2020 - 15 Jul 2021
No
AG4921
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Jan 2020 - 15 Jul 2021
No
AG4921
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2017 - 30 Nov 2019
No
AG4921
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2017 - 30 Nov 2019
No
AG4921
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Apr 2015 - 29 Dec 2016
No
AG4921
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Apr 2015 - 29 Dec 2016
No
AG4921
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2014 - 30 Mar 2015
No
AG4921
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2014 - 30 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.