Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KIM HO
Chinese Name of Relevant Individual
李劍豪
HKMA Registration Number
AG4954
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2014 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2014 - 04 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KIM HO
:
Chinese Name of Relevant Individual
李劍豪
:
HKMA Registration Number
AG4954
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Dec 2021
No
FIRST VICE PRESIDENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Dec 2021
No
FIRST VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4954
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 16 Dec 2021
No
AG4954
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 16 Dec 2021
No
AG4954
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2016 - 21 Nov 2021
No
AG4954
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2016 - 21 Nov 2021
No
AG4954
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2014 - 04 Mar 2016
No
AG4954
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2014 - 04 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
