Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, QI
Chinese Name of Relevant Individual
陳祺
HKMA Registration Number
AG4956
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSET MANAGEMENT, GLOBAL MARKETS
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
06 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
ASSET MANAGEMENT, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Effective Date
01 Aug 2024
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 01 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
06 Jan 2022 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2014 - 09 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2014 - 11 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2014 - 11 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, QI
:
Chinese Name of Relevant Individual
陳祺
:
HKMA Registration Number
AG4956
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2022
No
ASSET MANAGEMENT, GLOBAL MARKETS
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
06 Jan 2022
Yes
ASSET MANAGEMENT, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
OCBC BANK (HONG KONG) LIMITED
1
01 Aug 2024
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4956
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
Since 01 Aug 2024
Yes
AG4956
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Jan 2022
No
AG4956
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
06 Jan 2022 - 31 Jul 2024
No
AG4956
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
30 Dec 2014 - 09 Dec 2018
No
AG4956
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
04 Oct 2014 - 11 Dec 2014
No
AG4956
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
04 Oct 2014 - 11 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
