Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SU-IONG
Chinese Name of Relevant Individual
陳思蓉
HKMA Registration Number
AG4997
Other HKMA Registration Number(s)
AD4885
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2021 - 23 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2021 - 23 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2014 - 07 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2014 - 07 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2012 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2007 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SU-IONG
:
Chinese Name of Relevant Individual
陳思蓉
:
HKMA Registration Number
AG4997
:
Other HKMA Registration Number(s)
AD4885
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG4997
LGT BANK AG
Type 1: dealing in securities
11 Aug 2021 - 23 Dec 2022
No
AG4997
LGT BANK AG
Type 4: advising on securities
11 Aug 2021 - 23 Dec 2022
No
AG4997
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2014 - 07 Aug 2021
No
AG4997
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2014 - 07 Aug 2021
No
AD4885
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
03 Jan 2012 - 05 Oct 2014
No
AD4885
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
09 Aug 2007 - 05 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.