Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
FU, TAK LAM SHIRLEY
Chinese Name of Relevant Individual

HKMA Registration Number
AG4999
Other HKMA Registration Number(s)
AA7983
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
20 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
20 Jul 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FU, TAK LAM SHIRLEY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG4999
:
Other HKMA Registration Number(s)
AA7983
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
20 Jul 2015
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
20 Jul 2015
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
20 Jul 2015
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
20 Jul 2015
No
STAFF OF WEALTH MANAGEMENT