Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, XU
Chinese Name of Relevant Individual
張旭
HKMA Registration Number
AG5004
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, HEAD OF CHINA FINANCIAL INSTITUTIONS SALES
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, HEAD OF CHINA FINANCIAL INSTITUTIONS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2019 - 29 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2019 - 29 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2014 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2014 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, XU
:
Chinese Name of Relevant Individual
張旭
:
HKMA Registration Number
AG5004
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
06 Aug 2025
No
MANAGING DIRECTOR, HEAD OF CHINA FINANCIAL INSTITUTIONS SALES
NATIXIS
Type 4: advising on securities
06 Aug 2025
No
MANAGING DIRECTOR, HEAD OF CHINA FINANCIAL INSTITUTIONS SALES
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5004
NATIXIS
Type 1: dealing in securities
Since 06 Aug 2025
No
AG5004
NATIXIS
Type 4: advising on securities
Since 06 Aug 2025
No
AG5004
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 May 2019 - 29 Apr 2025
No
AG5004
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 May 2019 - 29 Apr 2025
No
AG5004
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2014 - 04 Apr 2019
No
AG5004
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2014 - 04 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.