Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, WAI CHING
Chinese Name of Relevant Individual
關偉程
HKMA Registration Number
AG5022
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2024 - 12 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2020 - 13 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2020 - 13 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Jan 2020 - 13 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2014 - 28 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 28 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, WAI CHING
:
Chinese Name of Relevant Individual
關偉程
:
HKMA Registration Number
AG5022
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5022
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2024 - 12 Feb 2024
No
AG5022
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Jan 2020 - 13 Dec 2022
No
AG5022
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Jan 2020 - 13 Dec 2022
No
AG5022
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Jan 2020 - 13 Dec 2022
No
AG5022
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2014 - 28 Jun 2019
No
AG5022
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2014 - 28 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.