Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAO, JIANGCHEN
Chinese Name of Relevant Individual
邵江辰
HKMA Registration Number
AG5031
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2026 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2025 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2025 - 25 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2024 - 23 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2024 - 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2023 - 28 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2023 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2018 - 01 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2014 - 22 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAO, JIANGCHEN
:
Chinese Name of Relevant Individual
邵江辰
:
HKMA Registration Number
AG5031
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Feb 2026 - 12 Feb 2026
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Aug 2025 - 22 Aug 2025
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Apr 2025 - 25 Apr 2025
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Oct 2024 - 23 Oct 2024
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jun 2024 - 07 Jun 2024
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jul 2023 - 28 Jul 2023
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Mar 2023 - 24 Mar 2023
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Apr 2019 - 26 Apr 2019
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Nov 2018 - 30 Nov 2018
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jul 2018 - 20 Jul 2018
No
AG5031
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Apr 2018 - 01 May 2018
No
AG5031
BNP PARIBAS
Type 1: dealing in securities
08 Oct 2014 - 22 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.