Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSOI, YUEN CHING SCEANY
Chinese Name of Relevant Individual
蔡菀菁
HKMA Registration Number
AG5037
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2018 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2018 - 07 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2016 - 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2016 - 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2016 - 10 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2016 - 10 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2014 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2014 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSOI, YUEN CHING SCEANY
:
Chinese Name of Relevant Individual
蔡菀菁
:
HKMA Registration Number
AG5037
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5037
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2018 - 07 Aug 2022
No
AG5037
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2018 - 07 Aug 2022
No
AG5037
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Dec 2016 - 11 Apr 2017
No
AG5037
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Dec 2016 - 11 Apr 2017
No
AG5037
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2016 - 10 Aug 2016
No
AG5037
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2016 - 10 Aug 2016
No
AG5037
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Oct 2014 - 13 May 2016
No
AG5037
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Oct 2014 - 13 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.