Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAY, XUE ER
Chinese Name of Relevant Individual
HKMA Registration Number
AG5045
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2026 - 26 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2025 - 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2024 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2023 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2016 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2016 - 10 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2014 - 17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAY, XUE ER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5045
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5045
BNP PARIBAS
Type 1: dealing in securities
23 Mar 2026 - 26 Mar 2026
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
03 Apr 2025 - 09 Apr 2025
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
29 Jan 2024 - 31 Jan 2024
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
17 Apr 2023 - 21 Apr 2023
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
11 Oct 2017 - 13 Oct 2017
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
17 May 2017 - 19 May 2017
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
20 Feb 2017 - 24 Feb 2017
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
10 Aug 2016 - 12 Aug 2016
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
05 Apr 2016 - 10 Apr 2016
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
14 Dec 2015 - 18 Dec 2015
No
AG5045
BNP PARIBAS
Type 1: dealing in securities
10 Oct 2014 - 17 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.