Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, TAK CHING
Chinese Name of Relevant Individual
袁德正
HKMA Registration Number
AG5049
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2018 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Nov 2018 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2014 - 07 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2014 - 07 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, TAK CHING
:
Chinese Name of Relevant Individual
袁德正
:
HKMA Registration Number
AG5049
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5049
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Nov 2018 - 08 Jan 2020
No
AG5049
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Nov 2018 - 08 Jan 2020
No
AG5049
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jan 2017 - 05 Jul 2018
No
AG5049
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jan 2017 - 05 Jul 2018
No
AG5049
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Oct 2014 - 07 Nov 2016
No
AG5049
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Oct 2014 - 07 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.