Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RIDGEWELL, STEPHEN DUDLEY
Chinese Name of Relevant Individual
HKMA Registration Number
AG5070
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2017 - 03 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2014 - 18 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RIDGEWELL, STEPHEN DUDLEY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5070
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5070
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Nov 2017 - 03 Nov 2017
No
AG5070
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Mar 2017 - 30 Mar 2017
No
AG5070
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Oct 2014 - 18 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.