Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHING WAN
Chinese Name of Relevant Individual
鄭清允
HKMA Registration Number
AG5084
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 13 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 13 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2019 - 07 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2019 - 07 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2018 - 03 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Jan 2015 - 25 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2014 - 25 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2014 - 23 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHING WAN
:
Chinese Name of Relevant Individual
鄭清允
:
HKMA Registration Number
AG5084
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5084
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
13 Oct 2020 - 13 Dec 2024
No
AG5084
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
13 Oct 2020 - 13 Dec 2024
No
AG5084
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
12 Jan 2019 - 07 Jun 2020
No
AG5084
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
12 Jan 2019 - 07 Jun 2020
No
AG5084
UBS AG
Type 1: dealing in securities
08 Feb 2018 - 03 Dec 2018
No
AG5084
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 08 Sep 2017
No
AG5084
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2015 - 25 Nov 2016
No
AG5084
BARCLAYS BANK PLC
Type 4: advising on securities
04 Dec 2015 - 25 Nov 2016
No
AG5084
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
09 Jan 2015 - 25 Nov 2015
No
AG5084
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Oct 2014 - 25 Nov 2015
No
AG5084
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
11 Oct 2014 - 23 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.