Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, WUN CHEUNG
Chinese Name of Relevant Individual
謝煥祥
HKMA Registration Number
AG5135
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2023 - 03 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2023 - 03 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Feb 2023 - 03 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2021 - 02 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2021 - 02 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2019 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2019 - 02 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2014 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2014 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, WUN CHEUNG
:
Chinese Name of Relevant Individual
謝煥祥
:
HKMA Registration Number
AG5135
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2025
No
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5135
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Mar 2025
No
AG5135
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Feb 2023 - 03 Mar 2025
No
AG5135
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Feb 2023 - 03 Mar 2025
No
AG5135
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Feb 2023 - 03 Mar 2025
No
AG5135
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
17 Apr 2021 - 02 Oct 2022
No
AG5135
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
17 Apr 2021 - 02 Oct 2022
No
AG5135
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2019 - 02 Aug 2020
No
AG5135
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Nov 2019 - 02 Aug 2020
No
AG5135
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Aug 2017 - 28 Apr 2019
No
AG5135
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Aug 2017 - 28 Apr 2019
No
AG5135
CHONG HING BANK LIMITED
Type 1: dealing in securities
15 Oct 2014 - 11 Jun 2017
No
AG5135
CHONG HING BANK LIMITED
Type 4: advising on securities
15 Oct 2014 - 11 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.