Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, KWOK LIM
Chinese Name of Relevant Individual
馮國廉
HKMA Registration Number
AG5147
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2016 - 16 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2016 - 16 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2014 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2014 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Oct 2014 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, KWOK LIM
:
Chinese Name of Relevant Individual
馮國廉
:
HKMA Registration Number
AG5147
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5147
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Apr 2016 - 16 Nov 2016
No
AG5147
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Apr 2016 - 16 Nov 2016
No
AG5147
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Oct 2014 - 31 Aug 2015
No
AG5147
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Oct 2014 - 31 Aug 2015
No
AG5147
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Oct 2014 - 31 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.