Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MODI, HARSH WARDHAN
Chinese Name of Relevant Individual

HKMA Registration Number
AG5157
Other HKMA Registration Number(s)
AE4707, AE5698
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 May 2010
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITIES RESEARCH
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MODI, HARSH WARDHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5157
:
Other HKMA Registration Number(s)
AE4707, AE5698
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
14 May 2010
No
EQUITIES RESEARCH