Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SO, WAI SZE
Chinese Name of Relevant Individual

蘇慧詩
HKMA Registration Number
AG5165
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, WAI SZE
:
Chinese Name of Relevant Individual
蘇慧詩
:
HKMA Registration Number
AG5165
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2014
No
BRANCH OPERATIONS & SERVICES MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2014
No
BRANCH OPERATIONS & SERVICES MANAGER