Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, XIAO
Chinese Name of Relevant Individual
喻驍
HKMA Registration Number
AG5169
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2014 - 09 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2014 - 09 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Oct 2014 - 09 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, XIAO
:
Chinese Name of Relevant Individual
喻驍
:
HKMA Registration Number
AG5169
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5169
SOCIETE GENERALE
Type 1: dealing in securities
18 Oct 2014 - 09 Jan 2015
No
AG5169
SOCIETE GENERALE
Type 4: advising on securities
18 Oct 2014 - 09 Jan 2015
No
AG5169
SOCIETE GENERALE
Type 6: advising on corporate finance
18 Oct 2014 - 09 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.