Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WADE, JOHN HOWARD
Chinese Name of Relevant Individual
HKMA Registration Number
AG5174
Other HKMA Registration Number(s)
AF4536
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2014 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2012 - 24 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WADE, JOHN HOWARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5174
:
Other HKMA Registration Number(s)
AF4536
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
17 Oct 2020
No
HEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC
NATIXIS
Type 4: advising on securities
17 Oct 2020
No
HEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5174
NATIXIS
Type 1: dealing in securities
Since 17 Oct 2020
No
AG5174
NATIXIS
Type 4: advising on securities
Since 17 Oct 2020
No
AG5174
NATIXIS
Type 1: dealing in securities
18 Oct 2014 - 17 Jan 2017
No
AG5174
NATIXIS
Type 4: advising on securities
18 Oct 2014 - 17 Jan 2017
No
AF4536
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
20 Jan 2012 - 24 Feb 2014
No
AF4536
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
20 Jan 2012 - 24 Feb 2014
No
AF4536
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
20 Jan 2012 - 24 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
