Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUEN LING
Chinese Name of Relevant Individual
吳苑菱
HKMA Registration Number
AG5213
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2017 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2017 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2015 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2014 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Oct 2014 - 16 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUEN LING
:
Chinese Name of Relevant Individual
吳苑菱
:
HKMA Registration Number
AG5213
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5213
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Nov 2017 - 19 Jun 2022
No
AG5213
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Nov 2017 - 19 Jun 2022
No
AG5213
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Nov 2015 - 16 Jul 2017
No
AG5213
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2014 - 16 Jul 2017
No
AG5213
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2014 - 16 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.