Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, HIU NAM CANDY
Chinese Name of Relevant Individual

區曉楠
HKMA Registration Number
AG5227
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Oct 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE, DIRECT BANKING
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE, DIRECT BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, HIU NAM CANDY
:
Chinese Name of Relevant Individual
區曉楠
:
HKMA Registration Number
AG5227
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Oct 2014
No
CUSTOMER SERVICE, DIRECT BANKING
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
16 Jun 2018
No
CUSTOMER SERVICE, DIRECT BANKING