Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHING KWAN
Chinese Name of Relevant Individual
黃承鈞
HKMA Registration Number
AG5234
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INVESTMENT SPECIALIST
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, INVESTMENT SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2023 - 12 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2023 - 12 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2021 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2021 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2019 - 23 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2019 - 23 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2018 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2018 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2016 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2016 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Sep 2016 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHING KWAN
:
Chinese Name of Relevant Individual
黃承鈞
:
HKMA Registration Number
AG5234
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Nov 2023
No
ASSISTANT VICE PRESIDENT, INVESTMENT SPECIALIST
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Nov 2023
No
ASSISTANT VICE PRESIDENT, INVESTMENT SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5234
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 03 Nov 2023
No
AG5234
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 03 Nov 2023
No
AG5234
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2023 - 15 Sep 2023
No
AG5234
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2023 - 15 Sep 2023
No
AG5234
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Jan 2023 - 12 Feb 2023
No
AG5234
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Jan 2023 - 12 Feb 2023
No
AG5234
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2021 - 18 Nov 2022
No
AG5234
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2021 - 18 Nov 2022
No
AG5234
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Sep 2019 - 23 Jul 2020
No
AG5234
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
17 Sep 2019 - 23 Jul 2020
No
AG5234
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2018 - 11 Aug 2019
No
AG5234
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2018 - 11 Aug 2019
No
AG5234
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Sep 2016 - 12 Aug 2018
No
AG5234
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Sep 2016 - 12 Aug 2018
No
AG5234
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Sep 2016 - 12 Aug 2018
No
AG5234
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2015 - 28 Jul 2016
No
AG5234
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2015 - 28 Jul 2016
No
AG5234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2014 - 02 Mar 2015
No
AG5234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2014 - 02 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.