Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YEUK YU ROSS
Chinese Name of Relevant Individual
李若愚
HKMA Registration Number
AG5260
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2022 - 11 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2022 - 11 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2014 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2014 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YEUK YU ROSS
:
Chinese Name of Relevant Individual
李若愚
:
HKMA Registration Number
AG5260
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5260
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
31 Aug 2022 - 11 Dec 2023
No
AG5260
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
31 Aug 2022 - 11 Dec 2023
No
AG5260
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2014 - 22 Jun 2022
No
AG5260
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2014 - 22 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.