Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

MASON, EDWARD JAMES

Chinese Name of Relevant Individual

HKMA Registration Number

AG5262

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

19 Feb 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

15 May 2018 - 17 May 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

10 Oct 2017 - 12 Oct 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Sep 2017 - 08 Sep 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

06 Apr 2017 - 08 Apr 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Nov 2016 - 09 Nov 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

23 Mar 2016 - 27 Jun 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

17 Jun 2015 - 19 Jun 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Apr 2015 - 17 Apr 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

27 Oct 2014

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

MASON, EDWARD JAMES

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AG5262

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

19 Feb 2019

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

15 May 2018 - 17 May 2018

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

10 Oct 2017 - 12 Oct 2017

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

07 Sep 2017 - 08 Sep 2017

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

06 Apr 2017 - 08 Apr 2017

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

07 Nov 2016 - 09 Nov 2016

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

23 Mar 2016 - 27 Jun 2016

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

17 Jun 2015 - 19 Jun 2015

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

14 Apr 2015 - 17 Apr 2015

No

AG5262

ROYAL BANK OF CANADA

Type 1: dealing in securities

27 Oct 2014

No