Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, OI YEE
Chinese Name of Relevant Individual
張靄儀
HKMA Registration Number
AG5266
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2021 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Nov 2021 - 25 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2018 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2018 - 16 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2016 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2016 - 08 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2014 - 06 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, OI YEE
:
Chinese Name of Relevant Individual
張靄儀
:
HKMA Registration Number
AG5266
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
22 Nov 2022
No
ASSISTANT VICE PRESIDENT
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
22 Nov 2022
No
ASSISTANT VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5266
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 22 Nov 2022
No
AG5266
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 22 Nov 2022
No
AG5266
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Nov 2021 - 25 Oct 2022
No
AG5266
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
18 Nov 2021 - 25 Oct 2022
No
AG5266
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
19 Sep 2018 - 16 May 2021
No
AG5266
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
19 Sep 2018 - 16 May 2021
No
AG5266
CTBC BANK CO., LTD.
Type 1: dealing in securities
20 Dec 2016 - 08 Apr 2018
No
AG5266
CTBC BANK CO., LTD.
Type 4: advising on securities
20 Dec 2016 - 08 Apr 2018
No
AG5266
WING LUNG BANK LIMITED
Type 1: dealing in securities
28 Oct 2014 - 06 Dec 2016
No
AG5266
WING LUNG BANK LIMITED
Type 4: advising on securities
28 Oct 2014 - 06 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.