Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, CHEUK LAAM
Chinese Name of Relevant Individual
廖卓嵐
HKMA Registration Number
AG5275
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2018 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2018 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2017 - 10 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2017 - 10 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2016 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2016 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Aug 2016 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2016 - 04 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2016 - 04 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2014 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2014 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, CHEUK LAAM
:
Chinese Name of Relevant Individual
廖卓嵐
:
HKMA Registration Number
AG5275
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5275
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2018 - 02 Jan 2022
No
AG5275
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2018 - 02 Jan 2022
No
AG5275
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
28 Jun 2017 - 10 Jul 2018
No
AG5275
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
28 Jun 2017 - 10 Jul 2018
No
AG5275
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2016 - 11 Feb 2017
No
AG5275
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Aug 2016 - 11 Feb 2017
No
AG5275
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Aug 2016 - 11 Feb 2017
No
AG5275
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2016 - 04 Jul 2016
No
AG5275
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2016 - 04 Jul 2016
No
AG5275
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2014 - 28 Apr 2016
No
AG5275
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2014 - 28 Apr 2016
No
AG5275
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2014 - 28 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.