Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THOMAS, AUDE MARIE
Chinese Name of Relevant Individual
HKMA Registration Number
AG5279
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2016 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2016 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2014 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THOMAS, AUDE MARIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5279
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5279
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
14 Jan 2016 - 29 Jun 2018
No
AG5279
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
14 Jan 2016 - 29 Jun 2018
No
AG5279
ABN AMRO BANK N.V.
Type 1: dealing in securities
28 Oct 2014 - 18 Dec 2015
No
AG5279
ABN AMRO BANK N.V.
Type 4: advising on securities
28 Oct 2014 - 18 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.