Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANKIPATI, RAVI THIMMA RAJU
Chinese Name of Relevant Individual
HKMA Registration Number
AG5296
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2018 - 01 Feb 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2018 - 01 Feb 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2017 - 06 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2017 - 06 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2015 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
19 Jun 2015 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2015 - 21 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2014 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2014 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
29 Oct 2014 - 18 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANKIPATI, RAVI THIMMA RAJU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5296
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5296
UBS AG
Type 1: dealing in securities
07 Nov 2018 - 01 Feb 2020
Yes
AG5296
UBS AG
Type 4: advising on securities
07 Nov 2018 - 01 Feb 2020
Yes
AG5296
UBS AG
Type 1: dealing in securities
10 Jan 2017 - 06 Nov 2018
No
AG5296
UBS AG
Type 4: advising on securities
10 Jan 2017 - 06 Nov 2018
No
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2015 - 09 Jan 2017
Yes
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
19 Jun 2015 - 09 Jan 2017
Yes
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jun 2015 - 21 Apr 2016
Yes
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Oct 2014 - 18 Jun 2015
No
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Oct 2014 - 18 Jun 2015
No
AG5296
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
29 Oct 2014 - 18 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.