Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHEUNG HUNG
Chinese Name of Relevant Individual
吳長鴻
HKMA Registration Number
AG5297
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES INVESTMENT COUNSELLOR
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES INVESTMENT COUNSELLOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2021 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2021 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2021 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2021 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jun 2019 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2019 - 06 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2019 - 06 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2014 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2014 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHEUNG HUNG
:
Chinese Name of Relevant Individual
吳長鴻
:
HKMA Registration Number
AG5297
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2024
No
TREASURES INVESTMENT COUNSELLOR
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2024
No
TREASURES INVESTMENT COUNSELLOR
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5297
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 10 Aug 2024
No
AG5297
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 10 Aug 2024
No
AG5297
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Oct 2021 - 04 Aug 2024
No
AG5297
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Oct 2021 - 04 Aug 2024
No
AG5297
CITIBANK, N.A.
Type 1: dealing in securities
05 Oct 2021 - 04 Aug 2024
No
AG5297
CITIBANK, N.A.
Type 4: advising on securities
05 Oct 2021 - 04 Aug 2024
No
AG5297
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Jun 2019 - 31 Aug 2021
No
AG5297
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Jun 2019 - 31 Aug 2021
No
AG5297
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Jun 2019 - 31 Aug 2021
No
AG5297
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Apr 2019 - 06 May 2019
No
AG5297
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Apr 2019 - 06 May 2019
No
AG5297
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2014 - 03 Feb 2019
No
AG5297
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2014 - 03 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.