Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, TSUNG KEI
Chinese Name of Relevant Individual
劉頌祺
HKMA Registration Number
AG5301
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SECTION HEAD OF MPF BUSINESS
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, SECTION HEAD OF MPF BUSINESS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2014 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2014 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, TSUNG KEI
:
Chinese Name of Relevant Individual
劉頌祺
:
HKMA Registration Number
AG5301
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Jun 2024
No
VICE PRESIDENT, SECTION HEAD OF MPF BUSINESS
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Jun 2024
No
VICE PRESIDENT, SECTION HEAD OF MPF BUSINESS
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5301
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 18 Jun 2024
No
AG5301
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 18 Jun 2024
No
AG5301
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Sep 2019 - 16 Oct 2022
No
AG5301
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Sep 2019 - 16 Oct 2022
No
AG5301
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Oct 2014 - 27 Jul 2019
No
AG5301
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Oct 2014 - 27 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
