Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, MING WAI
Chinese Name of Relevant Individual
楊明慧
HKMA Registration Number
AG5302
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2021 - 27 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2017 - 30 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2017 - 30 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Dec 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2014 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2014 - 11 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, MING WAI
:
Chinese Name of Relevant Individual
楊明慧
:
HKMA Registration Number
AG5302
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5302
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Dec 2021 - 27 Jul 2023
No
AG5302
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2017 - 30 Oct 2021
No
AG5302
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2017 - 30 Oct 2021
No
AG5302
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Dec 2015 - 13 Dec 2016
No
AG5302
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Dec 2015 - 13 Dec 2016
No
AG5302
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Dec 2015 - 13 Dec 2016
No
AG5302
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2014 - 11 Oct 2015
No
AG5302
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2014 - 11 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.