Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, KA FAI
Chinese Name of Relevant Individual
楊嘉輝
HKMA Registration Number
AG5349
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2026 - 28 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2026 - 28 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2022 - 23 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2022 - 23 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Aug 2022 - 23 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2020 - 16 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2020 - 16 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2017 - 19 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2017 - 19 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2016 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2016 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jul 2016 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2014 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2014 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, KA FAI
:
Chinese Name of Relevant Individual
楊嘉輝
:
HKMA Registration Number
AG5349
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5349
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2026 - 28 May 2026
No
AG5349
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2026 - 28 May 2026
No
AG5349
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Aug 2022 - 23 Nov 2025
No
AG5349
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Aug 2022 - 23 Nov 2025
No
AG5349
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Aug 2022 - 23 Nov 2025
No
AG5349
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 May 2020 - 16 Jan 2021
No
AG5349
DAH SING BANK, LIMITED
Type 4: advising on securities
15 May 2020 - 16 Jan 2021
No
AG5349
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Jul 2017 - 19 Apr 2020
No
AG5349
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Jul 2017 - 19 Apr 2020
No
AG5349
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jul 2016 - 19 Mar 2017
No
AG5349
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jul 2016 - 19 Mar 2017
No
AG5349
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jul 2016 - 19 Mar 2017
No
AG5349
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2014 - 30 Jan 2016
No
AG5349
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2014 - 30 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
