Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, YIN FO
Chinese Name of Relevant Individual
麥硏科
HKMA Registration Number
AG5383
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR SENIOR ADVISOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR SENIOR ADVISOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
First date of engagement
15 Jun 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD MANDATE ADVISORY GREATER CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK JULIUS BAER & CO. LTD.
Effective Date
10 Aug 2023
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 10 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
15 Jun 2017 - 09 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
09 Dec 2016 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2015 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2014 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2014 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, YIN FO
:
Chinese Name of Relevant Individual
麥硏科
:
HKMA Registration Number
AG5383
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
22 Mar 2017
No
MANAGING DIRECTOR SENIOR ADVISOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
22 Mar 2017
No
MANAGING DIRECTOR SENIOR ADVISOR
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
15 Jun 2017
Yes
HEAD MANDATE ADVISORY GREATER CHINA
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK JULIUS BAER & CO. LTD.
1
10 Aug 2023
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5383
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
Since 10 Aug 2023
Yes
AG5383
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 22 Mar 2017
No
AG5383
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 22 Mar 2017
No
AG5383
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
15 Jun 2017 - 09 Aug 2023
No
AG5383
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
09 Dec 2016 - 01 Mar 2017
No
AG5383
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Nov 2015 - 01 Mar 2017
No
AG5383
CREDIT SUISSE AG
Type 1: dealing in securities
04 Nov 2014 - 20 Nov 2015
No
AG5383
CREDIT SUISSE AG
Type 4: advising on securities
04 Nov 2014 - 20 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
