Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SCHIRO, VITO
Chinese Name of Relevant Individual
HKMA Registration Number
AG5422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2016 - 05 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2016 - 05 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2014 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2014 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
07 Nov 2014 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SCHIRO, VITO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5422
UBS AG
Type 1: dealing in securities
13 Jan 2016 - 05 Feb 2016
No
AG5422
UBS AG
Type 4: advising on securities
13 Jan 2016 - 05 Feb 2016
No
AG5422
UBS AG
Type 1: dealing in securities
07 Nov 2014 - 29 Dec 2015
No
AG5422
UBS AG
Type 4: advising on securities
07 Nov 2014 - 29 Dec 2015
No
AG5422
UBS AG
Type 9: asset management
07 Nov 2014 - 29 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
