Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AN, YUQING
Chinese Name of Relevant Individual
安渝青
HKMA Registration Number
AG5439
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2021 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2021 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2014 - 25 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AN, YUQING
:
Chinese Name of Relevant Individual
安渝青
:
HKMA Registration Number
AG5439
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5439
NATIXIS
Type 1: dealing in securities
22 Jan 2021 - 18 Nov 2025
No
AG5439
NATIXIS
Type 4: advising on securities
22 Jan 2021 - 18 Nov 2025
No
AG5439
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Nov 2014 - 25 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.