Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAN, XUAN
Chinese Name of Relevant Individual
韓玄
HKMA Registration Number
AG5441
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2014 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2014 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2014 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2014 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAN, XUAN
:
Chinese Name of Relevant Individual
韓玄
:
HKMA Registration Number
AG5441
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5441
CITIBANK, N.A.
Type 1: dealing in securities
08 Nov 2014 - 03 Dec 2015
No
AG5441
CITIBANK, N.A.
Type 4: advising on securities
08 Nov 2014 - 03 Dec 2015
No
AG5441
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Nov 2014 - 03 Dec 2015
No
AG5441
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Nov 2014 - 03 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.