Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ALLAN, JULIAN DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AG5448
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2019 - 14 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2019 - 14 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2018 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2018 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2018 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2018 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2016 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2016 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2016 - 17 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ALLAN, JULIAN DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5448
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
11 Nov 2019 - 14 Nov 2019
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
11 Nov 2019 - 14 Nov 2019
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
26 Nov 2018 - 28 Nov 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
26 Nov 2018 - 28 Nov 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
03 Aug 2018 - 08 Aug 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
03 Aug 2018 - 08 Aug 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
10 Apr 2018 - 11 Apr 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
10 Apr 2018 - 11 Apr 2018
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
20 Aug 2017 - 25 Aug 2017
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
20 Aug 2017 - 25 Aug 2017
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
11 Oct 2016 - 14 Oct 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
11 Oct 2016 - 14 Oct 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
24 Jul 2016 - 29 Jul 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
24 Jul 2016 - 29 Jul 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
14 Jun 2016 - 17 Jun 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
14 Jun 2016 - 17 Jun 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
03 Jun 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
03 Jun 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
18 May 2016 - 20 May 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
18 May 2016 - 20 May 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
17 Mar 2016 - 18 Mar 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
17 Mar 2016 - 18 Mar 2016
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
13 Jul 2015 - 24 Jul 2015
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
13 Jul 2015 - 24 Jul 2015
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
11 May 2015 - 15 May 2015
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
11 May 2015 - 15 May 2015
No
AG5448
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
10 Nov 2014 - 14 Nov 2014
No
AG5448
WESTPAC BANKING CORPORATION
Type 4: advising on securities
10 Nov 2014 - 14 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.