Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHUN WIK ERIC
Chinese Name of Relevant Individual
劉震域
HKMA Registration Number
AG5456
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2025 - 19 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2025 - 19 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2025 - 19 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2025 - 19 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
12 Apr 2025 - 19 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2022 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2021 - 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2019 - 27 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2019 - 27 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2014 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2014 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHUN WIK ERIC
:
Chinese Name of Relevant Individual
劉震域
:
HKMA Registration Number
AG5456
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5456
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2025 - 19 May 2025
No
AG5456
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Apr 2025 - 19 May 2025
No
AG5456
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Apr 2025 - 19 May 2025
No
AG5456
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Apr 2025 - 19 May 2025
No
AG5456
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
12 Apr 2025 - 19 May 2025
No
AG5456
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
06 Dec 2022 - 07 Feb 2025
No
AG5456
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
08 Dec 2021 - 07 Feb 2025
No
AG5456
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
13 Apr 2019 - 27 Nov 2021
No
AG5456
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
13 Apr 2019 - 27 Nov 2021
No
AG5456
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
10 Nov 2014 - 03 Feb 2019
No
AG5456
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
10 Nov 2014 - 03 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.