Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KAR YEUNG
Chinese Name of Relevant Individual
吳家揚
HKMA Registration Number
AG5496
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2016 - 05 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2014 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2014 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KAR YEUNG
:
Chinese Name of Relevant Individual
吳家揚
:
HKMA Registration Number
AG5496
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5496
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2016 - 05 Mar 2018
No
AG5496
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Nov 2014 - 30 Jun 2015
No
AG5496
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Nov 2014 - 30 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.