Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, KUK LUI
Chinese Name of Relevant Individual
陸菊蕾
HKMA Registration Number
AG5499
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 02 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2019 - 02 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2016 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2014 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2014 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, KUK LUI
:
Chinese Name of Relevant Individual
陸菊蕾
:
HKMA Registration Number
AG5499
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5499
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2019 - 02 Nov 2020
No
AG5499
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2019 - 02 Nov 2020
No
AG5499
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
27 Feb 2016 - 31 Dec 2017
No
AG5499
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
27 Feb 2016 - 31 Dec 2017
No
AG5499
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Nov 2014 - 26 Oct 2015
No
AG5499
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Nov 2014 - 26 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
