Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSE, KA WAI
Chinese Name of Relevant Individual

謝家慧
HKMA Registration Number
AG5532
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Nov 2014
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
25 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, KA WAI
:
Chinese Name of Relevant Individual
謝家慧
:
HKMA Registration Number
AG5532
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Nov 2014
No
INVESTMENT ADVISOR
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2017
No
INVESTMENT ADVISOR