Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NAULEAU, EMILIE MARIE
Chinese Name of Relevant Individual
HKMA Registration Number
AG5533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2020 - 08 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2020 - 08 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2015 - 07 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2015 - 07 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2014 - 16 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2014 - 16 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NAULEAU, EMILIE MARIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5533
BNP PARIBAS
Type 1: dealing in securities
17 Jan 2020 - 08 Jun 2020
No
AG5533
BNP PARIBAS
Type 4: advising on securities
17 Jan 2020 - 08 Jun 2020
No
AG5533
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 29 Nov 2019
No
AG5533
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 29 Nov 2019
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
10 Apr 2015 - 30 Sep 2016
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
10 Apr 2015 - 30 Sep 2016
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
19 Feb 2015 - 07 Apr 2015
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
19 Feb 2015 - 07 Apr 2015
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
17 Nov 2014 - 16 Feb 2015
No
AG5533
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
17 Nov 2014 - 16 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.