Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
EZEKOWITZ, GAVIN MAXWELL
Chinese Name of Relevant Individual
HKMA Registration Number
AG5538
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2017 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2017 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2017 - 01 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2016 - 16 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2016 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2016 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2015 - 23 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2014 - 20 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
EZEKOWITZ, GAVIN MAXWELL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5538
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Sep 2017 - 29 Sep 2017
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Jul 2017 - 13 Jul 2017
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Jun 2017 - 01 Jul 2017
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Dec 2016 - 16 Dec 2016
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Nov 2016 - 11 Nov 2016
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Jul 2016 - 29 Jul 2016
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Apr 2016 - 08 Apr 2016
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Dec 2015 - 18 Dec 2015
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Oct 2015 - 23 Oct 2015
No
AG5538
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Jun 2015 - 19 Jun 2015
No
AG5538
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Nov 2014 - 20 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.