Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, MENGLING
Chinese Name of Relevant Individual
劉夢玲
HKMA Registration Number
AG5544
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Nov 2014 - 27 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, MENGLING
:
Chinese Name of Relevant Individual
劉夢玲
:
HKMA Registration Number
AG5544
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5544
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Nov 2014 - 27 Mar 2017
No
AG5544
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Nov 2014 - 27 Mar 2017
No
AG5544
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
18 Nov 2014 - 27 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
