Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAINE, STEPHEN JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AG5565
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2018 - 08 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Feb 2018 - 08 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2018 - 10 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jan 2018 - 10 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Feb 2017 - 22 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2014 - 21 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2014 - 21 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Nov 2014 - 21 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAINE, STEPHEN JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5565
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Feb 2018 - 08 Feb 2018
No
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 Feb 2018 - 08 Feb 2018
No
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jan 2018 - 10 Jan 2018
No
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
08 Jan 2018 - 10 Jan 2018
No
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Feb 2017 - 22 Feb 2017
No
AG5565
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
20 Feb 2017 - 22 Feb 2017
No
AG5565
UBS AG
Type 1: dealing in securities
20 Nov 2014 - 21 Nov 2014
No
AG5565
UBS AG
Type 4: advising on securities
20 Nov 2014 - 21 Nov 2014
No
AG5565
UBS AG
Type 6: advising on corporate finance
20 Nov 2014 - 21 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.