Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, WEN
Chinese Name of Relevant Individual

李汶
HKMA Registration Number
AG5589
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Nov 2014
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING SOLUTIONS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Nov 2014
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING SOLUTIONS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
21 Nov 2014
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING SOLUTIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, WEN
:
Chinese Name of Relevant Individual
李汶
:
HKMA Registration Number
AG5589
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2014
No
FINANCING SOLUTIONS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2014
No
FINANCING SOLUTIONS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2014
No
FINANCING SOLUTIONS